KP RegTech

The Gold Standard in Research Analysts and Investment Advisers Compliances

Your Path to Regulatory Excellence Starts Here

OUR EXPERTISE

Registration and Licensing Services

Single-window solution for professionals and entities seeking entry into India's regulated financial ecosystem. Our advisory is grounded in current SEBI regulations, circulars, and interpretative guidance.

SEBI Registration for Research Analysts (RA), Investment Advisers (IA) and Portfolio Managers (PMS)
Company incorporation, trademark filings, and allied statutory registrations
Website development with SEBI-compliant regulatory disclosures
End-to-end compliance framework setup

Ongoing Compliance and Regulatory Support

Year-round compliance management for RA, IA and PMS, ensuring continuous regulatory alignment and robust compliance standards.

Annual compliance audits in line with SEBI requirements
Ongoing compliance monitoring and timely periodic filings
Compliance as a Service (CaaS) / end-to-end compliance management outsourcing
Advertisement Code compliance support, including review and advisory
Inspection readiness, compliance health checks, and gap analysis
Certification and regulatory documentation support
Regulatory advisory on SEBI Regulations, Circulars, and Guidelines

Powered by VintushTech

VintushTech is the proprietary technology platform developed by KP RegTech to transform how regulatory compliance is managed.

Combining deep regulatory expertise with modern cloud and AI technologies, VintushTech enables us to deliver faster, more accurate, and scalable compliance solutions. Our long-term vision is to build India’s leading RegTech ecosystem for Research Analysts, Investment Advisers, Portfolio Managers, Company Secretaries, and other regulated entities.

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Web Development AI Solutions Mobile Apps UI/UX Design & Many More...

LATEST BLOGS

October 20, 2026

Before You File: 9 Gaps That Can Lead to SEBI Investment Adviser Registration Rejection

SEBI Investment Adviser registration involves more than submitting forms and documents. Eligibility, business structure, documentation gaps and regulatory queries can put your application at risk. Discover 9 critical mistakes and …

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September 19, 2026

Mutual Fund Distributor (MFD) Due Diligence Guide 2026: Complete SEBI & AMFI Compliance Checklist

As the mutual fund distribution business grows in scale and complexity, Mutual Fund Distributors (MFDs) are increasingly expected to maintain appropriate systems, processes, records and controls to demonstrate that their …

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August 09, 2026

SEBI Compliance Software Pricing: What It Costs and What You Actually Need

How much does SEBI compliance software cost in India in 2026, and can it actually keep an Investment Adviser or Research Analyst compliant? This guide explains pricing, key features, limitations, …

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Words From Our Community...

KP RegTech’s ongoing compliance support is proactive rather than reactive. Filings, disclosures, audits—everything is tracked well in advance. That’s rare.

Compliance Head – Boutique Advisory – Noida

What I appreciated most was honesty. They assessed eligibility upfront, highlighted gaps clearly, and guided me step-by-step instead of over-promising.

Independent Market Professional – Jaipur

KP RegTech functions like an in-house compliance team. From registration to ongoing compliance and audit readiness, everything is documented, traceable, and SEBI-aligned

Founder – Financial Advisory Firm – Bengaluru

What sets KP RegTech apart is their clarity. They don’t just tell you what SEBI requires, they explain why. My Research Analyst registration and post-registration compliance were handled with absolute precision.

Research Analyst – Delhi

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Need more details? Contact us

Whether you are planning to register, already registered, or preparing for inspection — we are here to help. Contact us by phone or email.

info@kpregtech.com

+91 96255 81998