Our Expertise & Professional Services
End-to-end regulatory compliance, SEBI licensing, and corporate advisory solutions tailored for Research Analysts, Investment Advisers, Portfolio Managers, and corporates.
SEBI Registration & Licensing
Complete assistance for Research Analyst (RA), Investment Adviser (IA), and Portfolio Manager (PMS) registration under SEBI regulations.
RA / IA / PMS Registration
End-to-end SEBI registration assistance including eligibility check, NISM certifications, Form A filing, and approval tracking.
- Eligibility assessment & documentation
- NISM certification guidance
- Application filing & fee payment
- Dual registration support
Company Incorporation
Company/LLP incorporation with SEBI-compliant structuring, including name approval, DIN/DSC, and all statutory registrations.
- SPICe+ filing & MCA compliance
- Trademark registration
- GST / PAN / TAN / MSME registration
- SEBI-specific structuring
Compliant Website Development
Custom websites with all SEBI-mandated disclosures, investor charter, fee structure, and regulatory disclaimers.
- SEBI disclosure integration
- Mobile-responsive design
- Investor charter display
- Grievance redressal portal
Compliance Framework Setup
Complete internal policy setup, risk management systems, and KYC/AML frameworks aligned with SEBI guidelines.
- Internal SOPs & policies
- Graded deposit framework
- KYC/AML implementation
- Record maintenance systems
Ongoing Compliance & Support
Year-round compliance management for SEBI-regulated entities with proactive monitoring and timely filings.
Annual Audits & Filings
Comprehensive annual compliance audits by CA/CS with line-wise reporting and rectification support.
- Full FY compliance verification
- Audit report preparation
- SEBI/BSE submission
- Adverse finding rectification
Insider Trading Compliance
Implementation of SEBI PIT regulations including code of conduct, trading window, and disclosure management.
- Code of conduct for PIT
- Trading window monitoring
- Pre-clearance of trades
- Disclosure filings
Compliance-as-a-Service
Real-time compliance monitoring, deposit maintenance, and automated alerts for all regulatory deadlines.
- Quarterly/half-yearly filings
- Graded deposit tracking
- Record maintenance (5+ years)
- Real-time compliance alerts
Advertisement Review
Expert vetting of marketing materials to ensure SEBI Advertisement Code compliance.
- Content & disclaimer review
- Risk disclosure checks
- Investor charter display
- BASL/RAASB approvals
Inspection Readiness
Preparation for SEBI/BSE inspections with gap analysis, remediation, and mock audits.
- Pre-inspection documentation
- Gap identification
- Remediation planning
- Mock audit conduction
Corporate Secretarial Solutions
Comprehensive corporate compliance and secretarial services under Companies Act, 2013.
Corporate Compliance & ROC Services
Full-spectrum compliance under Companies Act, 2013
Company Incorporation
Private Limited, Public Limited, LLP, and OPC incorporation including name approval, DIN, DSC, and filing.
Annual Compliance
Board meetings, AGM, financial statements, and annual return filing (MGT-7, AOC-4).
ROC Filings
Change in directors, registered office, capital, and other statutory changes.
Due Diligence
Legal and secretarial due diligence for mergers, acquisitions, and investments.
Startup Advisory & Fundraising
End-to-end support for startups and growth-stage companies
Startup Incorporation
Optimal structure selection and Startup India registration.
Fundraising Support
Term sheet review, due diligence, and SEBI compliance for funding rounds.
ESOP Design
Employee stock option plan structuring and implementation.
Regulatory Compliance
Ongoing compliance tailored for startup requirements.
FEMA Advisory Services
Expert guidance on foreign exchange regulations and cross-border transactions under FEMA.
Foreign Direct Investment
FDI structuring, compliance, and reporting under automatic and approval routes, including Form FC-GPR/FC-TRS filing and downstream investment compliance.
Overseas Direct Investment
ODI structuring for Indian companies expanding globally — joint ventures, wholly-owned subsidiaries, Form ODI filing, and annual performance reporting.
External Commercial Borrowings
ECB structuring, lender negotiations, loan agreement drafting, Form ECB filing, and end-use monitoring for RBI compliance.
Branch / Liaison Office Setup
Establishment and compliance for foreign company offices in India, including RBI/FEMA approvals, annual activity reporting, and tax compliance.
Expert Consultations
Dedicated sessions with compliance specialists
Quick Consultation
30 Minutes
- Single compliance query
- Basic regulatory guidance
- Document review (5 pages)
- Email summary
Standard Consultation
45 Minutes
- Multiple related queries
- Detailed analysis
- Document review (15 pages)
- Written advice + 1-week support
Comprehensive Consultation
60 Minutes
- Complex scenarios
- Strategic planning
- Document review (30 pages)
- Detailed recommendations + 2-week support
Why Choose Our Services
We act as your extended compliance office, ensuring timely reporting, documentation accuracy, and regulatory readiness at all times.
Expert Team
Our team comprises experienced company secretaries, lawyers, and compliance experts with deep domain expertise in SEBI regulations.
Timely Compliance
Proactive monitoring and timely filing to ensure zero delays and penalties in regulatory compliances.
Risk Mitigation
Comprehensive compliance strategies designed to identify and mitigate regulatory risks before they become issues.
Dedicated Support
Personalized attention with dedicated relationship managers and 24/7 accessibility for urgent compliance matters.
Because in compliance, precision is protection — and preparedness is power.
Need Expert Compliance Guidance?
Discuss your requirements with our experts and get tailored solutions for your business.