KP RegTech

The Gold Standard in Research Analysts and Investment Advisers Compliances

Your Path to Regulatory Excellence Starts Here

OUR EXPERTISE

Registration and Licensing Services

Single-window solution for professionals and entities seeking entry into India's regulated financial ecosystem. Our advisory is grounded in current SEBI regulations, circulars, and interpretative guidance.

SEBI Registration for Research Analysts (RA), Investment Advisers (IA) and Portfolio Managers (PMS)
Company incorporation, trademark filings, and allied statutory registrations
Website development with SEBI-compliant regulatory disclosures
End-to-end compliance framework setup

Ongoing Compliance and Regulatory Support

Year-round compliance management for RA, IA and PMS, ensuring continuous regulatory alignment and robust compliance standards.

Annual compliance audits in line with SEBI requirements
Ongoing compliance monitoring and timely periodic filings
Compliance as a Service (CaaS) / end-to-end compliance management outsourcing
Advertisement Code compliance support, including review and advisory
Inspection readiness, compliance health checks, and gap analysis
Certification and regulatory documentation support
Regulatory advisory on SEBI Regulations, Circulars, and Guidelines

LATEST BLOGS

April 30, 2026

SEBI's PaRRVA Framework: What RIAs, PMS Providers, and Fintechs Need to Know (2026 Guide)

India's retail investment market has grown rapidly, driven by fintech platforms, digital wealth products, and the rise of social media-driven financial content. This growth has resulted a surge in performance …

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April 29, 2026

Why Compliance Is Becoming a Competitive Advantage for Indian Startups

For years, compliance was widely treated as a cost to be deferred - something to address after achieving growth, raising funds, or attracting regulatory attention. That approach is increasingly untenable. …

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April 28, 2026

RIA vs Finfluencer: Where SEBI Draws the Regulatory Line (2026 Guide)

The rise of social media has created a new class of financial content creator - the 'finfluencer' - who shares investment opinions, stock tips, and portfolio strategies to audiences that …

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Words From Our Community...

KP RegTech’s ongoing compliance support is proactive rather than reactive. Filings, disclosures, audits—everything is tracked well in advance. That’s rare.

Compliance Head – Boutique Advisory – Noida

What I appreciated most was honesty. They assessed eligibility upfront, highlighted gaps clearly, and guided me step-by-step instead of over-promising.

Independent Market Professional – Jaipur

KP RegTech functions like an in-house compliance team. From registration to ongoing compliance and audit readiness, everything is documented, traceable, and SEBI-aligned

Founder – Financial Advisory Firm – Bengaluru

What sets KP RegTech apart is their clarity. They don’t just tell you what SEBI requires, they explain why. My Research Analyst registration and post-registration compliance were handled with absolute precision.

Research Analyst – Delhi

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Need more details? Contact us

Whether you are planning to register, already registered, or preparing for inspection — we are here to help. Contact us by phone or email.

info@kpregtech.com