KP RegTech

The Gold Standard in Research Analysts and Investment Advisers Compliances

Your Path to Regulatory Excellence Starts Here

OUR EXPERTISE

Registration and Licensing Services

Single-window solution for professionals and entities seeking entry into India's regulated financial ecosystem. Our advisory is grounded in current SEBI regulations, circulars, and interpretative guidance.

SEBI Registration for Research Analysts (RA), Investment Advisers (IA) and Portfolio Managers (PMS)
Company incorporation, trademark filings, and allied statutory registrations
Website development with SEBI-compliant regulatory disclosures
End-to-end compliance framework setup

Ongoing Compliance and Regulatory Support

Year-round compliance management for RA, IA and PMS, ensuring continuous regulatory alignment and robust compliance standards.

Annual compliance audits in line with SEBI requirements
Ongoing compliance monitoring and timely periodic filings
Compliance as a Service (CaaS) / end-to-end compliance management outsourcing
Advertisement Code compliance support, including review and advisory
Inspection readiness, compliance health checks, and gap analysis
Certification and regulatory documentation support
Regulatory advisory on SEBI Regulations, Circulars, and Guidelines

LATEST BLOGS

May 29, 2026

SEBI Revises Nomination Rules for Demat Accounts and Mutual Fund Folios: What Investors and Market Intermediaries Need to Know (Effective from September 2026)

The Securities and Exchange Board of India (SEBI) has issued a significant circular dated 29 May 2026 aimed at simplifying and strengthening the nomination framework for demat accounts and mutual …

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May 06, 2026

Finfluencer Disclosure Checklist for Instagram and YouTube: SEBI Rules for 2026

Creating finance content on Instagram or YouTube? SEBI's 2026 compliance expectations require proper disclosures, transparent communication, and avoidance of misleading claims. This checklist covers key disclosure requirements and compliance practices …

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May 05, 2026

What Rising Global Crises Mean for the Indian Economy and Businesses (2026 India)

Global conflicts, trade tensions, energy disruptions, and geopolitical uncertainty are reshaping the world economy in 2026. This article examines how these developments could impact India's economy, businesses, investments, regulations, and …

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Words From Our Community...

KP RegTech’s ongoing compliance support is proactive rather than reactive. Filings, disclosures, audits—everything is tracked well in advance. That’s rare.

Compliance Head – Boutique Advisory – Noida

What I appreciated most was honesty. They assessed eligibility upfront, highlighted gaps clearly, and guided me step-by-step instead of over-promising.

Independent Market Professional – Jaipur

KP RegTech functions like an in-house compliance team. From registration to ongoing compliance and audit readiness, everything is documented, traceable, and SEBI-aligned

Founder – Financial Advisory Firm – Bengaluru

What sets KP RegTech apart is their clarity. They don’t just tell you what SEBI requires, they explain why. My Research Analyst registration and post-registration compliance were handled with absolute precision.

Research Analyst – Delhi

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Need more details? Contact us

Whether you are planning to register, already registered, or preparing for inspection — we are here to help. Contact us by phone or email.

info@kpregtech.com