Insights & Articles

Stay informed with our latest articles on FEMA, SEBI, Corporate Law, Fundraising, Startups, and Compliance matters from industry experts.

All Articles

60 articles found

SEBI Mandates New NISM Certification for Persons Associated with Research Services (PARS) SEBI Compliance

SEBI Mandates New NISM Certification for Persons Associated with Research Services (PARS)

On 23 July 2025, the Securities and Exchange Board of India issued a circular titled “FAQs related to Regulatory Provisions for Research Analysts”, introducing a significant compliance requirement for the …

Aug 01, 2026 Read More
What Regulators Actually Look for During Inspections SEBI Compliance

What Regulators Actually Look for During Inspections

For many Research Analysts and Investment Advisers, the word inspection creates unnecessary anxiety. Not because something is wrong - but because inspections are often misunderstood.

Aug 01, 2026 Read More
From Individual to Non-Individual RA/IA: Structuring the Transition Smoothly SEBI Compliance

From Individual to Non-Individual RA/IA: Structuring the Transition Smoothly

Many Research Analysts and Investment Advisers begin as individuals. It is efficient, cost-effective, and quick to set up.

Aug 01, 2026 Read More